Question # 1 Which of the following techniques is used to identify attacks originating from a botnet?
A. Passive OS fingerprinting
B. Recipient filtering
C. IFilter
D. BPF-based filter
Click for Answer
A. Passive OS fingerprinting
Answer Description Explanation: Passive OS fingerprinting can identify attacks originating from a botnet. Network Administrators can configure the firewall to take action on a botnet attack by using information obtained from passive OS fingerprinting. Passive OS fingerprinting (POSFP) allows the sensor to determine the operating system used by the hosts. The sensor examines the traffic flow between two hosts and then stores the operating system of those two hosts along with their IP addresses. In order to determine the type of operating system, the sensor analyzes TCP SYN and SYN ACK packets that are traveled on the network. The sensor computes the attack relevance rating to determine the relevancy of victim attack using the target host OS. After it, the sensor modifies the alert's risk rating or filters the alert for the attack. Passive OS fingerprinting is also used to improve the alert output by reporting some information, such as victim OS, relevancy to the victim in the alert, and source of the OS identification. Answer: D is incorrect. A BPF-based filter is used to limit the number of packets seen by tcpdump; this renders the output more usable on networks with a high volume of traffic. Answer: B is incorrect. Recipient filtering is used to block messages on the basis of whom they are sent to. Answer: C is incorrect. IFilters are used to extract contents from files that are crawled. IFilters also remove application-specific formatting before the content of a document is indexed by the search engine.
Question # 2 Which of the following are the important areas addressed by a software system's security policy? Each correct answer represents a complete solution. Choose all that apply.
A. Identification and authentication
B. Punctuality
C. Data protection
D. Accountability
E. Scalability
Click for Answer
A. Identification and authentication
C. Data protection
D. Accountability
Answer Description Explanation: The security policy of a software system addresses the following important areas: Access control Data protection Confidentiality Integrity Identification and authentication Communication security Accountability Answer: E and B are incorrect.
Scalability and punctuality are not addressed by a software system's security policy.
Question # 3 Which of the following is an example of penetration testing?
A. Implementing NIDS on a network
B. Implementing HIDS on a computer
C. Simulating an actual attack on a network
D. Configuring firewall to block unauthorized traffic
Click for Answer
C. Simulating an actual attack on a network
Answer Description Explanation: Penetration testing is a method of evaluating the security of a computer system or network by simulating an attack from a malicious source, known as a Black Hat Hacker, or Cracker. The process involves an active analysis of the system for any potential vulnerabilities that may result from poor or improper system configuration, known and/or unknown hardware or software flaws, or operational weaknesses in process or technical countermeasures. This analysis is carried out from the position of a potential attacker, and can involve active exploitation of security vulnerabilities. Any security issues that are found will be presented to the system owner together with an assessment of their impact and often with a proposal for mitigation or a technical solution. The intent of a penetration testing is to determine feasibility of an attack and the amount of business impact of a successful exploit, if discovered. It is a component of a full security audit. Answer: A, B, and D are incorrect. Implementing NIDS and HIDS and configuring firewall to block unauthorized traffic are not examples of penetration testing.
Question # 4 Which of the following is a set of exclusive rights granted by a state to an inventor or his assignee for a fixed period of time in exchange for the disclosure of an invention?
A. Copyright
B. Snooping
C. Utility model
D. Patent
Click for Answer
Answer Description Explanation: A patent is a set of exclusive rights granted by a state to an inventor or his assignee for a fixed period of time in exchange for the disclosure of an invention. Answer: A is incorrect. A copyright is a form of intellectual property, which secures to its holder the exclusive right to produce copies of his or her works of original expression, such as a literary work, movie, musical work or sound recording, painting, photograph, computer program, or industrial design, for a defined, yet extendable, period of time. It does not cover ideas or facts. Copyright laws protect intellectual property from misuse by other individuals. Answer: B is incorrect. Snooping is an activity of observing the content that appears on a computer monitor or watching what a user is typing. Snooping also occurs by using software programs to remotely monitor activity on a computer or network device. Hackers or attackers use snooping techniques and equipment such as keyloggers to monitor keystrokes, capture passwords and login information, and to intercept e-mail and other private communications. Sometimes, organizations also snoop their employees legitimately to monitor their use of organizations' computers and track Internet usage. Answer: C is incorrect. A utility model is an intellectual property right to protect inventions.
Question # 5 Software Development Life Cycle (SDLC) is a logical process used by programmers to develop software. Which of the following SDLC phases meets the audit objectives defined below: System and data are validated. System meets all user requirements. System meets all control requirements.
A. Evaluation and acceptance
B. Programming and training
C. Definition
D. Initiation
Click for Answer
A. Evaluation and acceptance
Answer Description Explanation: It is the evaluation and acceptance phase of the SDLC, which meets the following audit objectives: System and data are validated. System meets all user requirements. System meets all control requirements Answer: D is incorrect. During the initiation phase, the need for a system is expressed and the purpose of the system is documented. Answer: C is incorrect. During the definition phase, users' needs are defined and the needs are translated into requirements statements that incorporate appropriate controls. Answer: B is incorrect. During the programming and training phase, the software and other components of the system are faithfully incorporated into the design specifications. Proper documentation and training are provided in this phase.
Question # 6 Which of the following are the common roles with regard to data in an information classification program? Each correct answer represents a complete solution. Choose all that apply.
A. Editor
B. Custodian
C. Owner
D. User
E. Security auditor
Click for Answer
B. Custodian
C. Owner
D. User
E. Security auditor
Answer Description Explanation: The following are the common roles with regard to data in an information classification program: Owner Custodian User Security auditor The following are the responsibilities of the owner with regard to data in an information classification program: Determining what level of classification the information requires. Reviewing the classification assignments at regular time intervals and making changes as the business needs change. Delegating the responsibility of the data protection duties to the custodian. The following are the responsibilities of the custodian with regard to data in an information classification program: Running regular backups and routinely testing the validity of the backup data Performing data restoration from the backups when necessary Controlling access, adding and removing privileges for individual users The users must comply with the requirements laid out in policies and procedures. They must also exercise due care. A security auditor examines an organization's security procedures and mechanisms.
Question # 7 You work as a Network Auditor for Net Perfect Inc. The company has a Windows-based network. While auditing the company's network, you are facing problems in searching the faults and other entities that belong to it. Which of the following risks may occur due to the existence of these problems?
A. Residual risk
B. Secondary risk
C. Detection risk
D. Inherent risk
Click for Answer
Answer Description Explanation: Detection risks are the risks that an auditor will not be able to find what they are looking to detect. Hence, it becomes tedious to report negative results when material conditions (faults) actually exist. Detection risk includes two types of risk: Sampling risk: This risk occurs when an auditor falsely accepts or erroneously rejects an audit sample. Nonsampling risk: This risk occurs when an auditor fails to detect a condition because of not applying the appropriate procedure or using procedures inconsistent with the audit objectives (detection faults). Answer: A is incorrect. Residual risk is the risk or danger of an action or an event, a method or a (technical) process that, although being abreast with science, still conceives these dangers, even if all theoretically possible safety measures would be applied (scientifically conceivable measures). The formula to calculate residual risk is (inherent risk) x (control risk) where inherent risk is (threats vulnerability). In the economic context, residual means "the quantity left over at the end of a process; a remainder". Answer: D is incorrect. Inherent risk, in auditing, is the risk that the account or section being audited is materially misstated without considering internal controls due to error or fraud. The assessment of inherent risk depends on the professional judgment of the auditor, and it is done after assessing the business environment of the entity being audited. Answer: B is incorrect. A secondary risk is a risk that arises as a straight consequence of implementing a risk response. The secondary risk is an outcome of dealing with the original risk. Secondary risks are not as rigorous or important as primary risks, but can turn out to be so if not estimated and planned properly.
Question # 8 Fred is the project manager of the CPS project. He is working with his project team to prioritize the identified risks within the CPS project. He and the team are prioritizing risks for further analysis or action by assessing and combining the risks probability of occurrence and impact. What process is Fred completing?
A. Risk identification
B. Risk Breakdown Structure creation
C. Perform qualitative analysis
D. Perform quantitative analysis
Click for Answer
C. Perform qualitative analysis
Answer Description Explanation: Qualitative ranks the probability and impact and then helps the project manager and team to determine which risks need further analysis. Perform Qualitative Risk Analysis is the process of prioritizing risks for further analysis and action. It combines risks and their probability of occurrences and ranks them accordingly. It enables organizations to improve the project's performance by focusing on high-priority risks. Perform Qualitative Risk Analysis is usually a rapid and cost-effective means of establishing priorities for Plan Risk Responses. It also lays the foundation for Perform Quantitative Risk Analysis. Answer: A is incorrect. Risk identification precedes this activity. Answer: B is incorrect. This process does not describe the decomposition and organization of risks that you will complete in a risk breakdown structure. Answer: D is incorrect. Quantitative analysis is the final step of risk analysis. Note the question tells you that Fred and the team will identify risks for additional analysis.
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